JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/.
The JPMorgan Chase Audit Department is accountable to the Audit Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. The Audit Department is responsible for assessing the adequacy of the control environment across the firm’s line of business. This is achieved through a program of audit coverage which is performed and managed by a team of business and integrated technology specialists.
The Asset & Wealth Management (AWM) Compliance audit team is responsible for assessing the adequacy of the control environments across the AWM Compliance control functions and works closely with the AWM Business Audit teams to ensure appropriate coverage of key topics.
J.P. Morgan Asset Management, with assets under supervision of approximately $2.5 trillion and assets under management of $1.7 trillion, offers investment management across all major asset classes, including equities, fixed income, alternatives, multi-asset and liquidity.
The AWM Audit Manager, based in New York, will report to the AWM Compliance Audit Manager who is responsible for audit coverage over the AWM Compliance and Legal control functions. This individual will be responsible for working with a team of professionals to assess the adequacy and effectiveness of controls designed to ensure the AWM global businesses comply with relevant regulations.
The applicant must be an experienced professional who possesses strong auditing and/or regulatory examination skills, and a good knowledge of Asset & Wealth Management businesses/products and relevant regulations. The individual is also expected to interact and to maintain relationships with senior internal stakeholders. The ability to communicate effectively verbally and in writing to support the maintenance of the program, as well as, strategic direction and goals of the firm is critical.
As a member of AWM Compliance Audit Team you will be responsible to:
Any candidates who don’t meet the full requirements for the Vice President role will be considered for an Associate role.
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