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CIB - Operations Risk & Control - Associate - Mexico

Req #: 180028533
Location: México, DIF, MX
Job Category: Operations
Job Description:
Job Description:  Support the Lead Operations Risk/Controls Manager for Transaction Services and Trade Loan Businesses in Latin America to effectively support a comprehensive risk management and compliance program to ensure internal controls are appropriately designed and operating effectively to mitigate risks.
  • Work directly with Operations Management and staff to ensure an effectively designed control environment exists.
  • Partner with various stakeholders to ensure compliance with corporate and regulatory compliance directives. 
  • Help maintain relevant Risk & Control Self Assessments (RCSA’s).   In addition to maintenance functions, ensure entry, update, and closure of action plans and risk acceptances timely.
  • Work on any special compliance and security-related projects as required by management. 
  • Execute Internal Risk Reviews to identify risks and assess related controls to ensure the adequacy of the control environment.
  • As necessary, assist with execution of required Sarbanes-Oxley testing.  Document and report results to business and technology management and upstream corporate oversight. 
  • Assist with all internal and external examinations.
  • Understand key controls and how they impact the business from an operational, accounting and/or systems perspective.
  • Identifies and assesses impact of proposed product, accounting, operational and technology/infrastructure changes.
  • Assesses and determines implications of pertinent regulations (e.g., SOX, anti-money laundering, sanctions, etc.) on processes. 
  • Ability to effectively influence peers and business partners to achieve objectives.
  • Fosters partnerships all stakeholders, both internal and external.
  • Seeks ways to increase efficiency and effectiveness of work performed and resources utilized.
  • Accurately analyzes and recognizes patterns, relationships and trends from a variety of data points. Assesses risk and controls and their implications.
  • Identifies and analyzes those issues/concerns reaching beyond assigned activities to determine impact.
  • Critically evaluates the relevant business, function, system or transaction to identify key risks and controls.
  • Ensures effective testing strategies to assess risk and controls.
  • Provides sound advice and guidance to add value and remediate the root cause of issues.
  • Communicates clearly and persuasively with colleagues and stakeholders across a variety of levels.
  • Is articulate and composed when delivering difficult messages to stakeholders.
  • Effectively mediates and resolves conflict either within existing team or with stakeholders.
  • 3-5 years Banking Experience and/or Treasury Services.
  • Prior Internal Audit experience a plus.
  • Bachelor degree
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