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Corporate Compliance – Trade and E-Communications Surveillance Strategy and Development – Executive Director

Req #: 180038718
Location: Jersey City, NJ, US
Job Category: Compliance
Job Description:

JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The Firm is a leader in investment banking, financial services for consumers and small businesses, commercial banking, financial transaction processing, and asset management.


This role is part of JPMorgan’s Global Compliance Surveillance team covering trade and electronic communications surveillance strategy and development. Responsibilities include:

  • Working with global surveillance and technology stakeholders on new and enhanced surveillances including defining requirements, conducting analysis, and supporting the implementation of related processes and procedures.
  • Leading Compliance Surveillance efforts to enhance, develop and/or leverage new technologies including natural language processing and machine learning.
  • Acting as a central point of contact between Compliance Surveillance and Technology on new initiatives, enhancements and defects.
  • Engage with senior management within the front office, legal and compliance, technology, audit and other stakeholders on surveillance development and requirements, new business initiatives and other areas.
  • Driving efforts to facilitate consistency and strong governance/documentation across the Compliance Surveillance program globally.

  • Bachelor's Degree required
  • 10+ years of compliance, regulatory, or related financial industry experience with extensive knowledge of industry rules and regulations (e.g., SEC, FINRA, CFTC, FCA) and market structure
  • Strong written and verbal communication skills
  • Proven leadership skills and superior ability to manage multiple tasks simultaneously
  • Strong quantitative and analytical skills

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