Responsible for ensuring the overall integrity and validity of the financial statements and controls over the transaction cycle; performing critical reporting and controls functions for the organization, including legal entity, financial and regulatory, as well as product valuation; and provide this expertise to strategic and ongoing technology and operational process improvement initiatives. The different types of Controller roles consist of Legal Entity Controller, Financial Controller, Product Controller, Valuation Controller, Treasury Controller, Global Controller, and Bank Controller.
The Financial Analysis Group is comprised of 5 teams responsible for partnering across the firm to provide financial and strategic analysis, central oversight and coordination of Firmwide budgeting and forecasting, macroeconomic scenario design and distribution, and strategic program management and execution including the new Firmwide Forecasting Framework. The five teams include: Corporate Finance Analytics (CFA), Firmwide P&A, Firmwide Forecasting & Analysis (FFA), Economic Scenario Management and Financial Analysis Program Management
Responsible for a single or multiple programs or projects on a full time basis. Programs are large scale and can be for single LOB/function or cross LOB/function. PMO is designed to drive a more efficient, integrated operating model and technology infrastructure framework for global finance in partnership with Operations, Technology, Risk and all LOB finance teams. They oversee and drive firm-wide initiatives, define and implement Program Management framework, and drive cross-LOB agendas for implementation of new pronouncements and policies.
Regulatory Capital Management Office (RCMO)
The Regulatory Capital Management Office (RCMO) within Corporate Finance, is an organization that oversees capital related functions across the Firm, focusing on regulatory and internal capital management. RCMO’s primary objective is to establish control and governance, best practices and accountability for the regulatory capital process. Responsibilities include but are not limited to, calculating and managing the Firm’s Risk Weighted Assets and ensuring proper Capital Adequacy Ratios specific to various stressors that negatively impact the U.S. Economy.
Responsible for the accurate and timely preparation of multiple reports that are filed with various US regulatory agencies (primarily the Federal Reserve, the OCC, the FDIC, the Department of the Treasury, and the U.S. Department of Commerce) for certain of the Firm’s foreign and domestic principal subsidiaries.
Provides reporting to both our internal and external clients. This includes informative, accurate, reliable and timely financial information that can be used by management to make sound financial decisions; for analysts to assess the firm's financial position; investors to make informed decisions and regulators to supervise and examine us appropriately. Our goal is to continuously improve the reporting process through enhancements to the control environment and to improve the operating model.