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Vice President, Compliance Manager, Asset Wealth Management, Regulatory

Req #: 170088566
Location: Hong Kong, , HK
Job Category: Compliance
Job Description:
About J.P. Morgan Chase & Co.
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.6 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at
Our Compliance Function
With a diverse team of Compliance professionals supporting all areas of our business around the globe, the team is working diligently to be innovative and present all business partners with thoughtful and unique solutions to the challenges they face.  The Compliance function has a robust set of priorities in place focused on best practice and employee development to ensure goals are delivered.
The Role
As a member of the Regulatory Advisory team in Hong Kong, you will be working closely and provide advice to the Wealth Management, assist them in analyzing compliance issues applicable to business, reviewing business opportunities from a compliance perspective and addressing regulatory inquiries and handling client issues, and help drive forward strategic business initiatives and projects
Key Responsibilities
  • Provide advice to business partners on HK regulatory requirements including but not limited to, deposit and lending products, licensing, data privacy, outsourcing, e-banking, Code of Banking Practice and etc.
  • Manage regulatory examination and inquiries
  • Coordinate / conduct regulatory self-assessments and internal gap analyses
  • Review internal policies and procedures


  • University degree holder or relevant professional
  • At least 8-10 years of relevant experience in HK regulatory compliance advisory role, with demonstrable knowledge of HKMA, SFC and HKDPB requirements
  • Strong analytical skills and ability to exercise sound judgment and manage and manage execution under pressure
  • Energetic, attentive to detail and capable of multi-tasking in a fast-paced environment
  • Excellent interpersonal skills and the ability to work effectively and independently in a team-oriented setting, prioritize projects to meet tight deadlines. Highly motivated self-starter with an ability to work independently
  • Strong oral and written communication skills. Must be fluent in English and Chinese
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