Our Internal Audit Function Internal Audit is an independent function that provides objective assurance guided by a philosophy of adding value to improve the operations of the organization. It assists the organization in accomplishing its objectives by bringing a systematic and disciplined approach to evaluate and improve the effectiveness of the organization's governance, risk management, and internal control processes. The team’s priorities are focused on strong governance, transparency, strategic engagement and fostering a diverse and inclusive culture that focuses on people development.
The role is for an experienced auditor within the Compliance audit team, reporting to the Compliance Team Lead located in New York. The position is based in New York providing audit coverage of corporate Compliance activities, including e-communications and transaction surveillance, control room and information barrier programs, compliance testing and branch inspection activities, antitrust and competitive bidding, and compliance with various US and international rules and regulations.
The successful candidate will work in the New York based team and will be responsible for executing both regional and global audit plans for these areas. They will also partner with CIB audit colleagues to ensure appropriate coverage of Compliance issues in product aligned audits.
They will be expected to:
** Any candidate not meeting ALL the requirements can be considered for an Associate, Senior Auditor role.
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