JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with assets of $2.5 trillion and operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at www.jpmorganchase.com
The Institutional Compliance Officer is accountable for supporting the Canadian in-country Compliance Program for JPMorganChase & Co (“JPMC”) with responsibilities focusing on the Corporate and Investment Bank lines of business as well as supporting JPMC’s Global AML Compliance Program in Canada to manage regulatory and compliance oversight for the multiple wholesale banking and broker-dealer activities.
This position will be based in Toronto, Canada and requires a senior level compliance professional with solid knowledge and regulatory experience to assist in building and supporting a strong regulatory control environment. The role provides regulatory advisory and compliance support to both Canadian business units and cross-border lines of business with activities in and into Canada, including in respect of AML regulations. The role also involves the development and implementation of action plans and target dates stemming from regulatory and/or business audits as well as new and updated product approval to ensure inclusion of necessary compliance requirements. The position interfaces with executive and senior management and senior counterparts in the business, legal, operations, the control organizations, and internal audit.
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