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Asset Management – Guideline Management Control – Fund Regulation Expert - VP

Req #: 170093674
Location: London, ENG, UK
Job Category: Asset Management
Job Description:

Business Description:

J.P. Morgan Asset& Wealth Management, with client assets of $2.4 trillion, is a global leader in investment and wealth management. Its clients include institutions, high-net-worth individuals and retail investors in every major market throughout the world. The division offers investment management across all major asset classes including equities, fixed income, alternatives, multi-asset and money market funds. For individual investors, the business also provides retirement products and services, brokerage and banking services including trusts and estates, loans, mortgages and deposits.
Role Description
An opportunity has arisen for a highly motivated individual to join the Guideline Management department, whose purpose is to safeguard the fund management process by controlling and effectively mitigating portfolio risk
The successful candidate will join the Guideline Management Team to work closely with the investment desks, risk and compliance functions to ensure adherence to regulatory guidelines, whilst keeping abreast of regulatory changes, ensuring guideline controls are effective and accurate, as well as training investment professionals and guideline experts.
The role responsibilities will include:
• Build strong understanding of business strategies for each of the product desks in order to be able to support requirements appropriately
• Provide consultative advise and training on regulations impacting the portfolio management process i.e. UCITS, 1940’s Act, HK SFC and MPFA to name a few
• Build framework surrounding the ongoing maintenance or regulatory rule libraries in Sentinel
• Manage relationships with vendors providing regulatory compliance services
• Provide training program for Investment and Guidelines professionals to ensure staff are kept up-to-speed with Regulatory change
• Implement solutions to challenges and issues that are raised by stakeholders across the business
• Work with colleagues in all regions to drive towards a consistent operating model
• Produce effective and relevant management information



• Broad understanding of markets and AM products. Knowledge of investment processes and portfolio construction. Some knowledge of Beta/ETF products would be ideal

• Excellent team working and communication skills

• Ability to multi-task and constantly prioritise workflow in a busy environment with effective decision making skills and attention to detail

• Control focussed and detail oriented/methodical with good organisational skills

• Ability to deal with people at all levels within the organisation and discuss complex issues in an easy-to-understand way

• Some experience coding investment guidelines into Fidessa Sentinel or similar applications would be beneficial.

JPMorgan offers an exceptional benefits program and a highly competitive compensation package.

JPMorgan is an Equal Opportunity Employer./POST"


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