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Asset and Wealth Management Capital Market Solutions - US Team Lead Audit Manager - Vice President

Req #: 180004228
Location: New York, NY, US
Job Category: Accounting/Finance/Audit/Risk
Job Description:
JPMorgan Chase & Co. (NYSE: JPM) is a leading global financial services firm with operations worldwide. The firm is a leader in investment banking, financial services for consumers and small business, commercial banking, financial transaction processing, and asset management. A component of the Dow Jones Industrial Average, JPMorgan Chase & Co. serves millions of consumers in the United States and many of the world's most prominent corporate, institutional and government clients under its J.P. Morgan and Chase brands. Information about JPMorgan Chase & Co. is available at http://www.jpmorganchase.com/.

 

AM serves institutional, high net worth and retail clients in every major market throughout the world through the following client businesses: J.P. Morgan Asset Management, Highbridge Capital Management, and Wealth Management which includes the Private Bank and J.P. Morgan Securities. AM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and bank deposits. AM also provides trust and estate, banking and brokerage services to high-net-worth clients, and retirement services for corporations and individuals.

 
Department Description
 
The Audit Department provides the Board of Directors, senior management and regulators with independent assurance that internal controls are operating effectively.  The global Audit Department has in excess of 1,000 officers.
 
Within the Audit Department, the Asset & Wealth Management (AWM) Audit team is responsible for assessing the adequacy of the control environment across the AWM businesses including Wealth Management (WM) and Asset Management (AM). This is achieved through a program of audit coverage performed and managed by a team of integrated business, technology and corporate sector specialists and coordinated on a global basis with colleagues in EMEA and Asia. 
 
 Business Description
 
J.P. Morgan is a global leader in Asset & Wealth Management with over $2 trillion in assets under supervision, including over $1.8 trillion in actively managed portfolios, and annual revenue of approximately $12 billion. AWM serves institutional, high net worth and retail clients in every major market throughout the world through the following client businesses: J.P. Morgan Asset Management, Highbridge Capital Management, and Wealth Management which includes the Private Bank, Chase Wealth Management and J.P. Morgan Securities.  AWM offers global investment management in equities, fixed income, real estate, hedge funds, private equity and liquidity, including money market instruments and bank deposits. AWM also provides trust and estate, banking and brokerage services to high-net-worth clients, and retirement services for corporations and individuals. 
 
Role Description 
 
This position is the US regional Team Lead for business audit coverage of WM Capital Market Solutions reporting directly to the Global WM Senior Audit Manager based in the US.  The successful candidate will manage a team based in New York in executing the WM Capital Market Solutions CMS business audit plan among other, and will be responsible for ensuring that appropriate regional coverage is included within our global WM audit strategy.  They will be expected to: 
  • Continue to strengthen and manage relationships with senior WM business leaders and related control groups.
  • Work with stakeholders in a consulting role to add value and address unresolved issues.
  • Articulate complex issues and themes to senior level stakeholders.
  • Monitor key risk indicators, significant change activities and escalation of emerging issues to senior management in a timely fashion.
  • Set standards for efficient and achievable management of resources, schedules and budgets.
  • Hold their team accountable for high quality delivery within budget.
  • Provide direction to their team regarding scope and execution.
  • Support and develop their team, including active coaching of less experienced auditors.
  • Set objectives and conduct annual performance appraisals for their team and provide ongoing feedback.
  • Drive plan creation and changes based on changing business risk profile.
  • Stay up-to-date with evolving industry and regulatory changes impacting the business.
 

 

  • Bachelor's degree (or relevant financial services experience) required
  • Minimum of 8 years' audit experience required
  • Extensive knowledge and experience (including auditing) of fiduciary business activities / product areas relevant to private banking. 
  • Extensive knowledge and experience on the trading and capital markets products including their regulatory framework.
  • Ability to effectively manage and develop teams.
  • Strong analytical skills particularly in regard to assessing the probability and impact of a control weakness.
  • Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to management in a persuasive manner. Enthusiastic, self motivated, effective under pressure and willing to take personal risk and accountability
  • Proven ability and desire to learn quickly, be flexible and think strategically.
  • Proven ability to multi-task.
 
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